欧盟《人工智能法案》全面解读5：标准与合规评估框架.pdf

1、#GPS24IAPP Global Privacy Summit 2024Training 1-2 AprilWorkshops 2 AprilConference 3-4 April#GPS24#GPS24Standards and Conformity Assessment Schemes#GPS24WELCOME AND INTRODUCTIONSAnsgar Koene,Ph.D.EY Global AI Ethics and Regulatory Leader#GPS24I.Welcome and IntroductionsII.Conformity assessmenti.Self

2、&third-party assessmentii.Registration of high-risk systemsiii.Harmonised standardsiv.Common specificationsv.Certificationvi.Derogation from conformity assessmentvii.Codes of Practice for GPAI&systemic risk GPAIviii.Voluntary Codes of ConductIII.Questions and AnswersIV.Closing RemarksSESSION OUTLINE

3、#GPS24Conformity AssessmentAn assessment to ensure that a product,service,process,system or person meets relevant requirements,before it is placed on the market.Definitions#GPS24Assessment based on internal controlsA self-assessment by the provider without the involvement of an approved third party

4、assessment body(notified body)Conformity assessmentThird party assessmentAssessment by an independent notified body that has been approved to perform third party assessments by a national notifying authority.#GPS24Self or third-party assessment?AI application placed-on/used-in EU marketHigh-risk AI

5、application?No obligationAssessment based on internal controls(self-assessment)Third-party assessment(see Annex VII)Component of a system that already undergoes thirds-party assessment?Biometric identification,categorization or emotion recognition?yesYes(Annex II)yesnoNo(Annex III)noUsing harmonized

6、 standards or common specifications?noyes#GPS24The provider:verifies that the established quality management system is compliant with the requirements of Article 17verifies the information contained in the technical documentation to assess the compliance of the AI system with the relevant essential