Huatai Securities Co., Ltd2017年CSR报告.pdf

1、Corporate Social Responsibility ReportEfficiency Honesty Prudency InnovationCompany Overview 8Responsibility Principles 13Participation of the Stakeholders 16Identification and Analysis of 17Substantive IssuesCorporate Governance 20Overall Risk Management 22Compliance Management 23Caring about Our E

2、mployees 38 Training and Career Development 42Finance Underpinning the Industry 28Investor Protection 31High-quality Customer Services 33Programs for Public Welfare 48Targeted Poverty Alleviation 50About Huatai SecuritiesSocial Responsibility IssuesRegulated Governance to Ensure Shareholders Satisfa

3、ctionCherishing Talent,Growing TogetherCreating Value and Being Customer-trustworthyGiving Full Play to FinancialAdvantages and PromotingSocial Progress030504060102Table of ContentsSocial Recognition 62Awards 62 Appendix 64Disclosure Recommendations of the Shanghai Stock Exchange Index 64 HKEX ESG R

4、eporting Guide Index 65Sustainability Reporting Guidelines(GRI G4)Index 68 About This Report 78Social Responsibility Vision 79Development of Green Finance 56Create a Beautiful Environment 59Emphasize on Low-carbon Operation to Promote Sustainable Development07The successful conclusion of the 19th Na

5、tional Congress of the Chinese Communist Party in 2017 opened a new era of socialism with the Chinese characteristics,while the year 2017 was extraordinary enough as it witnessed Chinas financial regulatory authorities increase their efforts to curb various kinds of risks and reinforce the role of t

6、he finance sector in serving the real economy.At the same time,the Chinese government continued to promote the green financial system and increase its efforts in precisely-targeted poverty alleviation.In such a complicated and ever-changing regulatory and social environment,we have resolved to proce