NewtekOneNASDAQ_NEWT_2023_75eccaf5166d4fd8890a9170e953730e10-K.pdf

1、UNITED STATESSECURITIES AND EXCHANGE COMMISSIONWashington,D.C.20549FORM 10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d)OF THE SECURITIES EXCHANGE ACT OF 1934For the fiscal year ended December 31,2023ORo TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d)OF THE SECURITIES EXCHANGE ACT OF 1934For the

2、 transition period from _to_Commission file number:814-01035NEWTEKONE,INC.(Exact name of registrant as specified in its charter)Maryland46-3755188(State or other jurisdiction of incorporation or organization)(I.R.S.Employer Identification No.)4800 T Rex Avenue,Suite 120,Boca Raton,Florida33431(Addre

3、ss of principal executive offices)(Zip Code)(212)356-9500(Registrants telephone number,including area code)Not Applicable(Former name,former address and former fiscal year,if changed since last report)Securities registered pursuant to Section 12(b)of the Act:Title of each classTrading Symbol(s)Name

4、of each exchange on which registeredCommon Stock,par value$0.02 per shareNEWTNasdaq Global Market LLC5.75%Notes due 2024NEWTLNasdaq Global Market LLC5.50%Notes due 2026NEWTZNasdaq Global Market LLC8.00%Notes due 2028NEWTINasdaq Global Market LLCIndicate by check mark if the registrant is a well-know

5、n seasoned issuer,as defined in Rule 405 of the Securities Act.Yes No xIndicate by check mark if the registrant is not required to file reports pursuant to Section 13 or 15(d)of the Act.Yes No xIndicate by check mark whether the registrant:(1)has filed all reports required to be filed by Section 13

6、or 15(d)of the SecuritiesExchange Act of 1934 during the past 12 months(or for such shorter period that the registrant was required to file such reports),and(2)has been subject to such filing requirements for the past 90 days.Yes x No Indicate by check mark whether the registrant has submitted elect