KaivalBrandsInnovationsGroupInc_NASDAQ_KAVL_202310-K.pdf

1、 UNITED STATESSECURITIES AND EXCHANGE COMMISSIONWASHINGTON,D.C.20549 FORM 10-K(Mark One)ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d)OF THE SECURITIES EXCHANGEACT OF 1934 For the fiscal year ended October 31,2023 OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D)OF THE SECURITIESEXCHANGE ACT OF 19

2、34 For the transition period from _ to _ Commission File Number:001-04641 Kaival Brands Innovations Group,Inc.(Exact name of registrant as specified in its charter)Delaware 83-3492907(State or other jurisdictionof incorporation or organization)(I.R.S.Employer Identification No.)4460 Old Dixie Highwa

3、yGrant-Valkaria,Florida 32949(Address of Principal Executive Offices)(Zip Code)(833)452-4825Registrants telephone number,including area code Securities to be registered under Section 12(b)of the Act:Title of each classTrading Symbol(s)Name of each exchange on which registeredCommon Stock,par value$0

4、.001 per shareKAVLThe Nasdaq Stock Market,LLC Securities to be registered under Section 12(g)of the Exchange Act:None Indicate by check mark if the registrant is a well-known seasoned issuer,as defined in Rule 405 of the Securities Act.Yes No Indicate by check mark if the registrant is not required

5、to file reports pursuant to Section 13 or Section 15(d)of the Act.Yes No 2025/1/18 08:27sec.gov/Archives/edgar/data/1762239/000173112224000237/e5407_10k.htmhttps:/www.sec.gov/Archives/edgar/data/1762239/000173112224000237/e5407_10k.htm1/106 Indicate by check mark whether the registrant(1)has filed a

6、ll reports required to be filed by Section 13 or 15(d)of the SecuritiesExchange Act of 1934 during the preceding 12 months(or for such shorter period that the registrant was required to file such reports),and(2)has been subject to such filing requirements for the past 90 days.Yes No Indicate by chec