Retail Opportunity Investment (ROIC) 2010年年度报告「NASDAQ」.pdf

1、UNITED STATESSECURITIES AND EXCHANGE COMMISSIONWashington,DC 20549FORM 10-K XANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d)OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31,2010 or TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d)OF THE SECURITIES EXCHANGE ACT OF 1934 For t

2、he transition period from to .Commission file number:001-33749 RETAIL OPPORTUNITY INVESTMENTS CORP.(Exact name of registrant as specified in its charter)Delaware(State or other jurisdiction ofincorporation or organization)3 Manhattanville RoadPurchase,New York(Address of principal executive offices)

3、26-0500600(I.R.S.EmployerIdentification No.)10577(Zip code)Registrants telephone number,including area code:(914)272-8080Securities Registered Pursuant to Section 12(b)of the Act:Title of Each Class Name of Exchange on Which RegisteredCommon Stock,$0.0001 par value per share The NASDAQ Stock Market

4、LLCWarrants,exercisable for Common Stock atan exercise price of$12.00 per share The NASDAQ Stock Market LLCUnits,each consisting of one share ofCommon Stock and one Warrant The NASDAQ Stock Market LLCSecurities Registered Pursuant to Section 12(g)of the Act:None Indicate by check mark if the registr

5、ant is a well-known seasoned issuer,as defined in Rule 405 of the Securities Act.Yes No X Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15(d)of the Act.Yes No X Indicate by check mark whether the registrant(1)has filed all reports required

6、 to be filed by Section 13 or 15(d)of the Securities Exchange Act of1934 during the preceding 12 months(or for such shorter period that the registrant was required to file such reports),and(2)has been subject to such filingrequirements for the past 90 days.Yes X No Indicate by check mark whether the