Retail Opportunity Investment (ROIC) 2012年年度报告「NASDAQ」.pdf

1、UNITED STATESSECURITIES AND EXCHANGE COMMISSIONWashington,DC 20549FORM 10-K X ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d)OF THE SECURITIES EXCHANGE ACT OF 1934For the fiscal year ended December 31,2012 or TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d)OF THE SECURITIES EXCHANGE ACT OF 1934For th

2、e transition period from to .Commission file number:001-33749 RETAIL OPPORTUNITY INVESTMENTS CORP.(Exact name of registrant as specified in its charter)Maryland(State or other jurisdiction ofincorporation or organization)8905 Towne Centre Drive,Suite 108San Diego,CA(Address of principal executive of

3、fices)26-0500600(I.R.S.EmployerIdentification No.)92122(Zip code)Registrants telephone number,including area code:(858)677-0900Securities Registered Pursuant to Section 12(b)of the Act:Title of Each Class Name of Exchange on Which RegisteredCommon Stock,$0.0001 par value per shareWarrants,exercisabl

4、e for Common Stock atan exercise price of$12.00 per shareUnits,each consisting of one share ofCommon Stock and one Warrant The NASDAQ Stock Market LLCThe NASDAQ Stock Market LLCThe NASDAQ Stock Market LLCSecurities Registered Pursuant to Section 12(g)of the Act:None Indicate by check mark if the reg

5、istrant is a well-known seasoned issuer,as defined in Rule 405 of the Securities Act.Yes No X Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15(d)of the Act.Yes No X Indicate by check mark whether the registrant(1)has filed all reports requ

6、ired to be filed by Section 13 or 15(d)of the Securities Exchange Act of1934 during the preceding 12 months(or for such shorter period that the registrant was required to file such reports),and(2)has been subject to such filingrequirements for the past 90 days.Yes X No Indicate by check mark whether