Kansas City Southern (KSU) 2021年年度报告「NYSE」.pdf

1、UNITED STATESSECURITIES AND EXCHANGE COMMISSIONWashington,D.C.20549Form 10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d)OF THE SECURITIES EXCHANGE ACT OF 1934For the fiscal year ended December 31,2021 orTRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d)OF THE SECURITIES EXCHANGE ACT OF 1934For the

2、transition period from to Commission file number:1-4717 KANSAS CITY SOUTHERN(Exact name of registrant as specified in its charter)Delaware 87-3882391(State or other jurisdiction ofincorporation or organization)(I.R.S.EmployerIdentification No.)427 West 12th StreetKansas City,Missouri64105(Address of

3、 principal executive offices)(Zip Code)816.983.1303(Registrants telephone number,including area code)Securities registered pursuant to Section 12(b)of the Act:Title of Each ClassTrading Symbol(s)Name of Each Exchange on Which RegisteredPreferred Stock,Par Value$25 Per Share,4%,Noncumulative*Common S

4、tock,$.01 Per Share Par Value*See Explanatory NoteSecurities registered pursuant to Section 12(g)of the Act:NoneIndicate by check mark if the registrant is a well-known seasoned issuer,as defined in Rule 405 of the Securities Act.Yes No Indicate by check mark if the registrant is not required to fil

5、e reports pursuant to Section 13 or Section 15(d)of the Exchange Act.Yes No Indicate by check mark whether the registrant(1)has filed all reports required to be filed by Section 13 or 15(d)of the Securities Exchange Act of 1934 during the preceding 12 months(or for such shorter period that the regis

6、trant was required to file such reports),and(2)has been subject to such filing requirements for the past 90 days.Yes No Indicate by check mark whether the registrant has submitted electronically,every Interactive Data File required to be submitted pursuant to Rule 405 of Regulation S-T(232.405 of th