East West Bancorp (EWBC) 2020年年度报告「NASDAQ」.pdf

1、UNITEDSTATESSECURITIESANDEXCHANGECOMMISSIONWashington,D.C.20549FORM10-KANNUALREPORTPURSUANTTOSECTION13OR15(d)OFTHESECURITIESEXCHANGEACTOF1934ForthefiscalyearendedDecember31,2020OR TRANSITIONREPORTPURSUANTTOSECTION13OR15(d)OFTHESECURITIESEXCHANGEACTOF1934ForthetransitionperiodfromtoCommissionfilenumb

2、er000-24939EASTWESTBANCORP,INC.(Exactnameofregistrantasspecifiedinitscharter)Delaware(Stateorotherjurisdictionofincorporationororganization)95-4703316(I.R.S.EmployerIdentificationNo.)135NorthLosRoblesAve.,7thFloor,Pasadena,California,91101(Addressofprincipalexecutiveoffices)(ZipCode)(626)768-6000(Re

3、gistrantstelephonenumber,includingareacode)SecuritiesregisteredpursuanttoSection12(b)oftheAct:TitleofeachclassTradingSymbol(s)NameofeachexchangeonwhichregisteredCommonStock,$0.001ParValueEWBCNasdaqGlobalSelectMarketSecuritiesregisteredpursuanttoSection12(g)oftheAct:NoneIndicatebycheckmarkiftheregist

4、rantisawell-knownseasonedissuer,asdefinedinRule405oftheSecuritiesAct.YesNoIndicatebycheckmarkiftheregistrantisnotrequiredtofilereportspursuanttoSection13orSection15(d)oftheAct.YesNoIndicatebycheckmarkwhethertheregistrant(1)hasfiledallreportsrequiredtobefiledbySection13or15(d)oftheSecuritiesExchangeA

5、ctof1934duringthepreceding12months(orforsuchshorterperiodthat theregistrant wasrequired tofilesuchreports),and(2)hasbeensubjecttosuchfiling requirements forthepast90days.YesNoIndicatebycheckmarkwhethertheregistranthassubmittedelectronicallyeveryInteractiveDataFilerequiredtobesubmittedpursuanttoRule4

6、05ofRegulationS-T(232.405ofthischapter)duringthepreceding12months(orforsuchshorterperiodthattheregistrantwasrequiredtosubmitsuchfiles).YesNoIndicatebycheckmarkwhethertheregistrantisalargeacceleratedfiler,anacceleratedfiler,anon-acceleratedfiler,asmallerreportingcompany,oranemerginggrowthcompany.Seet