Chimera Investment (CIM) 2020年年度报告「NYSE」.pdf

1、UNITEDSTATESSECURITIESANDEXCHANGECOMMISSIONWASHINGTON,D.C.20549FORM10-KANNUALREPORTPURSUANTTOSECTION13OR15(d)OFTHESECURITIESEXCHANGEACTOF1934FORTHEFISCALYEARENDED:December31,2020ORTRANSITIONREPORTPURSUANTTOSECTION13OR15(d)OFTHESECURITIESEXCHANGEACTOF1934FORTHETRANSITIONPERIODFROMTOCOMMISSIONFILENUMB

2、ER:1-33796CHIMERA INVESTMENT CORPORATION(ExactNameofRegistrantasSpecifiedinitsCharter)Maryland26-0630461(Stateorotherjurisdictionofincorporationoforganization)(I.R.S.EmployerIdentificationNumber)520 Madison Avenue,32nd FloorNew York,New York10022(AddressofPrincipalExecutiveOffices)(ZipCode)(888)895-

3、6557(Registrantstelephonenumber,includingareacode)SecuritiesregisteredpursuanttoSection12(b)oftheAct:Title of Each ClassTrading Symbol(s)Name of Each Exchange on WhichRegisteredCommon Stock,par value$0.01 per shareCIMNew York Stock Exchange8.00%Series A Cumulative Redeemable Preferred StockCIM PRANe

4、w York Stock Exchange8.00%Series B Cumulative Fixed-to-Floating Rate RedeemablePreferred StockCIM PRBNew York Stock Exchange7.75%Series C Cumulative Fixed-to-Floating Rate RedeemablePreferred StockCIM PRCNew York Stock Exchange8.00%Series D Cumulative Fixed-to-Floating Rate RedeemablePreferred Stock

5、CIM PRDNew York Stock ExchangeSecuritiesregisteredpursuanttoSection12(g)oftheAct:NoneIndicatebycheckmarkiftheRegistrantisawell-knownseasonedissuer,asdefinedinRule405oftheSecuritiesAct.Yes NooIndicatebycheckmarkiftheRegistrantisnotrequiredtofilereportspursuanttoSection13orSection15(d)oftheAct.Yeso No

6、IndicatebycheckmarkwhethertheRegistrant(1)hasfiledallreportsrequiredtobefiledbySection13or15(d)oftheSecuritiesExchangeActof1934duringthepreceding12months(orforsuchshorterperiodthattheRegistrantwasrequiredtofilesuchreports),and(2)hasbeensubjecttosuchfilingrequirementsforthepast90days:Yes NooIndicateb