Chimera Investment (CIM) 2019年年度报告「NYSE」.pdf

1、UNITED STATESSECURITIES AND EXCHANGE COMMISSIONWASHINGTON,D.C.20549FORM 10-K(MARK ONE)ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d)OF THE SECURITIES EXCHANGE ACT OF 1934FOR THE FISCAL YEAR ENDED:December 31,2019OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d)OF THE SECURITIES EXCHANGE ACT OF 193

2、4FOR THE TRANSITION PERIOD FROM TOCOMMISSION FILE NUMBER:1-33796CHIMERA INVESTMENT CORPORATION(Exact Name of Registrant as Specified in its Charter)Maryland26-0630461(State or other jurisdiction of incorporation of organization)(I.R.S.Employer Identification Number)520 Madison Avenue,32nd Floor New

3、York,New York10022(Address of Principal Executive Offices)(Zip Code)(212)626-2300(Registrants telephone number,including area code)Securities registered pursuant to Section 12(b)of the Act:Title of Each ClassTrading Symbol(s)Name of Each Exchange on WhichRegistered Common Stock,par value$0.01 per sh

4、areCIMNew York Stock Exchange8.00%Series A Cumulative Redeemable Preferred StockCIM PRANew York Stock Exchange8.00%Series B Cumulative Fixed-to-Floating Rate RedeemablePreferred StockCIM PRBNew York Stock Exchange7.75%Series C Cumulative Fixed-to-Floating Rate RedeemablePreferred StockCIM PRCNew Yor

5、k Stock Exchange8.00%Series D Cumulative Fixed-to-Floating Rate RedeemablePreferred StockCIM PRDNew York Stock ExchangeSecurities registered pursuant to Section 12(g)of the Act:NoneIndicate by check mark if the Registrant is a well-known seasoned issuer,as defined in Rule 405 of the Securities Act.Y

6、es No oIndicate by check mark if the Registrant is not required to file reports pursuant to Section 13 or Section 15(d)of the Act.Yes o No Indicate by check mark whether the Registrant(1)has filed all reports required to be filed by Section 13 or 15(d)of the Securities Exchange Act of 1934during the