摩根士丹利 Morgan Stanley (MS) 2007年10-K年度报告「NYSE」.pdf

1、UNITED STATES SECURITIES AND EXCHANGE COMMISSIONWashington,D.C.20549FORM 10-KAnnual Report Pursuant to Section 13 or 15(d)of the Securities Exchange Act of 1934For the fiscal year ended November 30,2007Commission File Number 1-11758(Exact name of Registrant as specified in its charter)Delaware(State

2、 or other jurisdiction ofincorporation or organization)1585 BroadwayNew York,NY 10036(Address of principal executiveoffices,including zip code)36-3145972(I.R.S.Employer Identification No.)(212)761-4000(Registrants telephone number,including area code)Title of each className of exchange onwhich regis

3、teredSecurities registered pursuant to Section 12(b)of the Act:Common Stock,$0.01 par value.New York Stock ExchangeDepositary Shares,each representing 1/1,000th interest in a share of Floating Rate Non-Cumulative Preferred Stock,Series A,$0.01par value.New York Stock Exchange6%Capital Securities of

4、Morgan Stanley Capital Trust III(and Registrants guaranty with respect thereto).New York Stock Exchange6%Capital Securities of Morgan Stanley Capital Trust IV(and Registrants guaranty with respect thereto).New York Stock Exchange5%Capital Securities of Morgan Stanley Capital Trust V(and Registrants

5、guaranty with respect thereto).New York Stock Exchange6.60%Capital Securities of Morgan Stanley Capital Trust VI(and Registrants guaranty with respect thereto).New York Stock Exchange6.60%Capital Securities of Morgan Stanley Capital Trust VII(and Registrants guaranty with respect thereto).New York S

6、tock Exchange6.45%Capital Securities of Morgan Stanley Capital Trust VIII(and Registrants guaranty with respect thereto).New York Stock ExchangeSPARQSdue March 20,2008;SPARQS due April 20,2008;SPARQS due May 20,2008;SPARQS due June 20,2008(3 issuances);SPARQS due July 20,2008;SPARQS due August 20,20