摩根士丹利 Morgan Stanley (MS) 1997年年度报告「NYSE」.pdf

1、SECURITIES AND EXCHANGE COMMISSIONWASHINGTON,D.C.20549FORM 10-KANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d)OFTHE SECURITIES EXCHANGE ACT OF 1934FOR THE FISCAL YEAR ENDED NOVEMBER 30,1997Commission File Number 1-11758Morgan Stanley,Dean Witter,Discover&Co.(Exact name of Registrant as specified in it

2、s charter)Delaware36-3145972(State or other jurisdiction of(I.R.S.Employerincorporation or organization)Identification No.)1585 BroadwayNew York,N.Y.10036(Address of principal executive offices)(Zip Code)Registrants telephone number,including area code:(212)761-4000Securities registered pursuant to

3、Section 12(b)of the Act:Title of each className of each exchangeon which registeredCommon Stock,$.01 par valueNew York Stock ExchangePacific Stock ExchangeRights to Purchase Series A Junior Participating Preferred StockNew York Stock ExchangePacific Stock ExchangeDepositary Shares,each representing

4、1/4 of a share of 73/4%Cumulative Preferred Stock,$200 stated valueNew York Stock ExchangeDepositary Shares,each representing 1/8 of a share of 73/8%Cumulative Preferred Stock,$200 stated valueNew York Stock ExchangeDepositary Shares,each representing 1/4 of a share of Series A Fixed/Adjustable Rate

5、Cumulative Preferred Stock,$200 stated valueNew York Stock Exchange7.82%Capital Units;7.80%Capital Units;9.00%Capital Units;8.40%Capital Units;8.20%Capital Units;8.03%Capital Units*New York Stock Exchange6%PERQSSM Due February 16,1999;10%PERQS due April 15,1999American Stock ExchangeExchangeable Not

6、es Due September 30,2000;Exchangeable Notes DueDecember 31,2001;Exchangeable Notes Due March 29,2002;Exchangeable Notes Due July 31,2003New York Stock ExchangePEEQSSM Due May 1,2001American Stock ExchangeNikkei 225 Protection Step-Up Exchangeable Notes Due July 31,2003New York Stock Exchange*Each Ca