Kaival Brands Innovations Group, Inc. (KAVL) 2021年10-K年度报告「NASDAQ」.pdf

1、UNITED STATESSECURITIES AND EXCHANGE COMMISSIONWASHINGTON,D.C.20549FORM 10-K(MarkOne)ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d)OF THE SECURITIES EXCHANGE ACT OF 1934FOR THE FISCAL YEAR ENDED OCTOBER 31,2021OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D)OF THE SECURITIES EXCHANGE ACT OF 1934F

2、or the transition period from _ to _COMMISSION FILE NUMBER:000-56016Kaival Brands Innovations Group,Inc.(Exact name of registrant as specified in its charter)Delaware83-3492907(Stateorotherjurisdictionofincorporationororganization)(I.R.S.EmployerIdentificationNo.)4460 Old Dixie HighwayGrant,Florida3

3、2949(AddressofPrincipalExecutiveOffices)(ZipCode)(833)452-4825 Registrantstelephonenumber,includingareacodeSecuritiestoberegisteredunderSection12(b)oftheAct:TitleofeachclassTradingSymbol(s)NameofeachexchangeonwhichregisteredCommon Stock,par value$0.001 per shareKAVLThe Nasdaq Stock Market,LLCSecurit

4、iestoberegisteredunderSection12(g)oftheExchangeAct:NoneIndicatebycheckmarkiftheregistrantisawell-knownseasonedissuer,asdefinedinRule405oftheSecuritiesAct.YesNoIndicatebycheckmarkiftheregistrantisnotrequiredtofilereportspursuanttoSection13orSection15(d)oftheAct.YesNoIndicatebycheckmarkwhethertheregis

5、trant(1)hasfiledallreportsrequiredtobefiledbySection13or15(d)oftheSecuritiesExchangeActof1934duringthepreceding12months(orforsuchshorterperiodthattheregistrantwasrequiredtofilesuchreports),and(2)hasbeensubjecttosuchfilingrequirementsforthepast90days.YesNoIndicatebycheckmarkwhethertheregistranthassub

6、mittedelectronicallyeveryInteractiveDataFilerequiredtobesubmittedpursuanttoRule405ofRegulationS-T(232.405ofthischapter)duringthepreceding12months(orforsuchshorterperiodthattheregistrantwasrequiredtosubmitsuchfiles).YesNoIndicatebycheckmarkwhethertheregistrantisalargeacceleratedfiler,anacceleratedfil