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Kaival Brands Innovations Group, Inc. (KAVL) 2019年10-K年度报告「NASDAQ」.pdf

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Kaival Brands Innovations Group, Inc. (KAVL) 2019年10-K年度报告「NASDAQ」.pdf

1、UNITEDSTATESSECURITIESANDEXCHANGECOMMISSIONWASHINGTON,D.C.20549FORM10-K(MarkOne)XANNUALREPORTPURSUANTTOSECTION13OR15(d)OFTHESECURITIESEXCHANGEACTOF1934FORTHEFISCALYEARENDEDOCTOBER31,2019ORTRANSITIONREPORTPURSUANTTOSECTION13OR15(D)OFTHESECURITIESEXCHANGEACTOF1934Forthetransitionperiodfrom_to_COMMISSI

2、ONFILENUMBER:000-56016KaivalBrandsInnovationsGroup,Inc.(Exactnameofregistrantasspecifiedinitscharter)Delaware83-3492907(Stateorotherjurisdictionofincorporationororganization)(I.R.S.EmployerIdentificationNo.)401N.WickhamRoad,Suite130Melbourne,Florida32935(AddressofPrincipalExecutiveOffices)(ZipCode)S

3、ecuritiestoberegisteredunderSection12(b)oftheAct:TitleofeachclassTradingSymbol(s)NameofeachexchangeonwhichregisteredNoneNoneNoneSecuritiestoberegisteredunderSection12(g)oftheExchangeAct:Commonstock,parvalueof$0.001parvalueIndicatebycheckmarkiftheregistrantisawell-knownseasonedissuer,asdefinedinRule4

4、05oftheSecuritiesAct.YesXNoIndicatebycheckmarkiftheregistrantisnotrequiredtofilereportspursuanttoSection13orSection15(d)oftheAct.YesXNoIndicatebycheckmarkwhethertheregistrant(1)hasfiledallreportsrequiredtobefiledbySection13or15(d)oftheSecuritiesExchangeActof1934duringthepreceding12months(orforsuchsh

5、orterperiodthattheregistrantwasrequiredtofilesuchreports),and(2)hasbeensubjecttosuchfilingrequirementsforthepast90days.XYesNoIndicatebycheckmarkwhethertheregistranthassubmittedelectronicallyeveryInteractiveDataFilerequiredtobesubmittedpursuanttoRule405ofRegulationS-T(232.405ofthischapter)duringthepr

6、eceding12months(orforsuchshorterperiodthattheregistrantwasrequiredtosubmitsuchfiles).XYesNoIndicatebycheckmarkwhethertheregistrantisalargeacceleratedfiler,anacceleratedfiler,anon-acceleratedfiler,asmallerreportingcompany,oranemerginggrowthcompany.Seethedefinitionsof“largeacceleratedfiler,”“accelerat

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