China Automotive Systems, Inc. (CAAS) 2006年年度报告「NASDAQ」.pdf

1、 CAAS 2006 ANNUAL REPORT 1 INDEX CAUTIONARY STATEMENT.2 PART I.2 ITEM 1.DESCRIPTION OF BUSINESS.2 ITEM 1A.RISK FACTORS.11 ITEM 1B.UNRESOLVED STAFF COMMENTS.18 ITEM 2.DESCRIPTION OF PROPERTY.18 ITEM 3.LEGAL PROCEEDINGS.19 ITEM 4.SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS.19 PART II.19 ITEM 5

2、.MARKET FOR COMMON EQUITY,RELATED STOCKHOLDER MATTERS AND ISSUER PURCHASES OF EQUITY SECURITIES.19 ITEM 6.SELECTED FINANCIAL DATA.21 ITEM 7.MANAGEMENTS DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATION.21 ITEM 7A.QUANTITATIVE AND QUALITATIVE DISCLOSURES ABOUT MARKET RISK.47 ITE

3、M 8.FINANCIAL STATEMENTS AND SUPPLEMENTARY DATA.48 ITEM 9.CHANGES IN AND DISAGREEMENTS WITH ACCOUNTANTS ON ACCOUNTING ANDFINANCIAL DISCLOSURE.49 ITEM 9A.CONTROLS AND PROCEDURES.49 ITEM 9B.OTHER INFORMATION.51 PART III.51 ITEM 10.DIRECTORS AND EXECUTIVE OFFICERS OF THE REGISTRANT.51 ITEM 11.EXECUTIVE

4、 COMPENSATION DISCUSSION AND ANALYSIS.56 ITEM 12.SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT AND RELATED STOCKHOLDER MATTERS.58 ITEM 13.CERTAIN RELATIONSHIPS AND RELATED TRANSACTIONS.59 ITEM 14.PRINCIPAL ACCOUNTANT FEES AND SERVICES.60 PART IV.60 ITEM 15.EXHIBITS AND FINANCIAL STA

5、TEMENT SCHEDULES.60 Exhibit 21.100 Exhibit 23.100 Exhibit 31.1.101 Exhibit 31.2.102 Exhibit 32.1.103 Exhibit 32.2.103 CAAS 2006 ANNUAL REPORT 2 CAUTIONARY STATEMENT This Annual Report on Form 10-K contains forward-looking statements within the meaning of Section 27A of the Securities Act of 1933,and

6、 Section 21E of the Securities Exchange Act of 1934.These statements relate to future events or the Companys future financial performance.The Company has attempted to identify forward-looking statements by terminology including“anticipates,”“believes,”“expects,”“can,”“continue,”“could,”“estimates,”“