1、The Diversity Data ExpertsIndustry FocusQuick Guide to DEI for the Finance IndustryThe Diversity Data Experts2Table of Contents:Introduction:I.DEI in the Finance Industry.3II.IndustryRegulations .4III.Is Your Company Compliant?.6IV.TakingActionNow.12The Diversity Data Experts3The Emergence of DEI in

2、 the Finance IndustryThesocialjusticemovementsof2020havepusheddiversity,equity,andinclusionintotheforefront,promptinggovernmentsandregulatoryagenciestofollowsuit.Globalmandatessetbytheseinstitutionsensurethat steps are being taken to implement DEI across all industries and organizations.Thereisaninc

3、reasingdemandforindustryleaderstotakeactionandaclearstancecondemningprejudicedbehaviors,attitudes,andactionsintheworkplace.According to the MassachusettsInstituteofTechnology,thefinanceindustry,oneoftheleastdiverseindustriesintheUnitedStates,isbeingheldundercloserscrutiny.Thisguideisintendedtoinform

4、sectorsofthefinancialindustryoflegislativecomplianceissuesandhowtoimplementDEIbestpracticesintheworkplace.I.The Emergence of DEI in the Finance Industry1.JP Morgan Chase2.Bank of America3.Mastercard4.Northwestern Mutual5.TD Ameritrade6.Wells Fargo7.Fidelity8.Prudential9.Morgan Stanley10.Hartford Fin

5、ancial Top 10 Most Inclusive Financial InstitutionsThe Diversity Data Experts4Industry RegulationsThefinanceindustryisnotoriousforitslackofdiversity.Some legislativemeasureshavebeentakentocorrectdiscriminatoryinjustices,suchastheDodd-FrankActof2010,whichwascreatedtoincreaseracial andgenderinclusivit

6、yatfinancialinstitutionsandregulatoryagencies.Underthisact,federalagenciesarerequiredtocreateanOfficeofMinorityandWomenInclusion(OMWI).Recently,theFDICsOMWIcreatedtheFinancialInstitutionDiversitySelf-Assessment,whichcallsonsupervisedinstitutionswithatleast100employeestosubmitself-assessmentsoftheird